Financial Services: Emerging Legal Risks and Regulatory Change

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Chris Moss (Partner), Joanne Henderson (Partner), Kiera Goodwin (Solicitor), Luke Wilkins (Associate ), James Griffiths (Associate )

Published
Event date: Thursday 10th September 10:00am - 11:00am BST

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A practical update on five key legal and regulatory developments affecting financial services firms.

The legal and regulatory landscape for financial services businesses continues to evolve, creating new challenges and opportunities for firms operating in a highly regulated environment.

Join Myerson Solicitors for a practical update exploring five recent legal and regulatory developments that are shaping the financial services sector. Our specialists will provide insight into the latest changes and discuss the practical implications for firms, helping attendees understand the risks, opportunities and actions to consider.

Why attend?

  • Employment law and recent changes to the Senior Managers Regime (SMR)
    Understanding recent developments and what they mean for regulated firms and senior individuals.
  • Crypto litigation
    An update on the disputes and emerging trends we are seeing, together with the legal challenges presented by digital assets.
  • Ticketing fees and pre-contract disclosure
    Examining recent litigation concerning ticketing companies and the wider implications for pre-contract disclosure requirements.
  • Buy Now, Pay Later (BNPL)
    An overview of the forthcoming regulatory changes and what firms should be doing to prepare.
  • Recent changes to the Appointed Representative (AR) regime
    Key regulatory developments and the practical considerations for principals and appointed representatives.

Who is this session for?

  • Financial services firms
  • Compliance professionals
  • In-house legal teams
  • Directors and senior managers of regulated businesses
  • Professional advisers to the financial services sector

 

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Chris Moss's profile picture

Chris Moss

Partner

Chris has almost 30 years of experience acting as a Corporate and Commercial solicitor and is head of the Financial Services Sector at Myerson. Chris was the main lawyer portrayed in the Netflix film "Bank of Dave". He has specialist expertise in mergers and acquisitions, joint ventures, and business restructuring.

About Chris Moss
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